Principals

Thomas T. Halikias – With over 30 years of Wall Street experience, including stints at Susquehanna Investment Group, UBS and Saratoga Capital, Thomas maintains a deep understanding of customer trading and operational needs. At UBS, Thomas was a Managing Director in the Global Equity Derivatives group and served as Head of Risk for the Americas Region, overseeing a multi-billion dollar book of listed and structured derivatives. Thomas holds a BS in Finance from Lehigh University and attended NYU’s Stern School of Business. He holds the Series 3, 4, 7, 24 and 63 licenses.